Compliance Officer

Compliance Officer role, key information:Permanent role paying up to £60k + bonus3 days in 2 from home You will need A solid understanding of the regulatory framework, particularly SMCR and ICOBS and their application within the business. You will need a working knowledge of compliance monitoring Key responsibilities: Conduct monitoring in line with the compliance monitoring planEscalating major issues and/or highlighting where trends exist to the Compliance Manager or Head of Compliance Implement best practice strategies and to gain knowledge of office specific business activities. Contribute to the overall development of the Compliance function’s strategy Drive forward development of Management Information and Business Insights Consider the impact of any matters of concern or changes that arise in the business, from our regulators, the insurance market or European Commission. Responsible for horizon scanning and identification of emerging regulatory issues Ensure Lockton has in place robust and effective procedures to mitigate regulatory risk As required, responsible for regulatory submissions via Connect, Gabriel and any other FCA notificationsRecord breaches and complaints, ensuring appropriate records are maintained and lessons learned with corrective actions implemented to prevent future problemsPerson requirements:EssentialA solid understanding of the regulatory framework, particularly SMCR and ICOBS and their application within the business. A working knowledge of compliance monitoring Ability to identify opportunities for business efficiency, develop and implement internal systems and controls.Relevant transferable experience gained from a compliance role Ability to build effective and positive business relationships, and deliver solutions to stakeholdersAbility to be professional and tactful in negotiation – to listen and be influential in achieving objectivesProven ability to be flexible and adaptable to an ever-changing environmentProven ability in problem solving skills, including the ability to resolve complex issues and devise actionable solutionsAbility to compile, analyse and interpret management information and data to facilitate decision making

Created: 2025-08-16