Compliance Manager

Job Description A fantastic opportunity has arisen for an experienced Compliance Manager to join a growing commercial finance company based in Wakefield. This business has built a strong reputation for providing tailored funding solutions to SMEs and mid-market clients across the UK, and as they continue to expand, theyre looking to strengthen their governance and compliance function.The Role;As Compliance Manager, you will take ownership of the company's compliance framework, ensuring all processes, systems, and practices meet regulatory and internal standards. This is a hands-on role where youll be responsible for overseeing day-to-day compliance activities while also supporting strategic projects that drive continuous improvement and operational excellence.Your work will play a key role in maintaining the firms integrity, reputation, and adherence to FCA guidelines and internal governance policies.Key Responsibilities;Manage and develop the companys compliance monitoring framework to ensure all activities are conducted in line with FCA and company regulations.Conduct regular compliance checks, audits, and risk assessments across all business areas.Produce accurate and insightful compliance reports for senior management and external stakeholders.Oversee and maintain all policy documentation, ensuring procedures remain current and reflective of best practice.Provide training and guidance to colleagues to promote a strong compliance culture across the organisation.Lead on regulatory submissions and reviews, ensuring timely and accurate responses.Monitor and interpret regulatory developments, advising senior leadership on any necessary changes or risks.Collaborate closely with operational and sales teams to identify, assess, and mitigate compliance risks.About You;35 years experience in a compliance role within financial services or commercial lending.Strong understanding of FCA regulations, AML, data protection, and governance frameworks.Excellent analytical and reporting skills able to turn complex data into actionable insight.Confident communicator with the ability to deliver training and influence at all levels.Proactive, detail-oriented, and highly organised, with a strong sense of accountability.Whats on Offer;Competitive salary, dependent on experienceOpportunity to shape and develop the compliance function within a growing businessCollaborative, professional environment with genuine progression opportunitiesWakefield-based with flexible/hybrid workingIf this is you then please apply to this job advert or get in touch!

Created: 2025-11-16