Head of Risk and Compliance

Job Title: Head of Risk & ComplianceLocation: Newcastle (Hybrid working)Salary: Dependent on experienceOur client are a well-established insurance provider based in the North East, with over 15 years’ experience offering tailored insurance solutions across specialist markets. They are now seeking a Head of Risk & Compliance to lead the overall risk and compliance strategy at a senior level.The RoleAs Head of Risk & Compliance, you will play a critical role in shaping the organisation’s risk management and compliance frameworks. A key member of the senior leadership team, you will advise the Board and Executive Committee, maintain strong relationships with regulators, and embed a culture of accountability and ethical conduct across the business.This is a strategic yet hands-on leadership role, ideally suited to a commercially aware compliance professional who thrives in a regulated, customer-focused environment.Key ResponsibilitiesAct as the primary contact for the FCA, ICO and other regulatory bodiesLead the delivery of regulatory returns, risk mitigation plans, and assurance activityDevelop and embed risk management frameworks across operational, financial, and reputational areasServe as the company’s Data Protection Officer (DPO), overseeing GDPR compliance and trainingProduce and present insightful reports to the Board and senior stakeholdersChair governance forums and escalate key risk and compliance matters appropriatelyMaintain and update internal policies in line with SM&CR, Consumer Duty and other key regulatory requirementsLead compliance training and initiatives to embed a culture of awareness and accountabilityManage and mentor the Risk & Compliance team, supporting ongoing developmentWhat We’re Looking For6+ years experience in risk and compliance roles within insurance or financial servicesIn-depth knowledge of FCA regulation, including SYSC, ICOBS, PROD, SM&CR, and Consumer DutyProven experience influencing and advising at Board and Executive levelExperience as a Certified individual under SM&CR, or readiness to undertake certificationSolid understanding of UK data protection law, with prior experience acting as DPO or similarStrategic mindset combined with a proactive, values-led leadership styleDesirable QualificationsDegree-level education (or equivalent professional experience)Professional certifications in compliance, risk management or data protection (e.g., CISM, ICA, IRM)What’s on OfferHybrid working model (3 days in-office, 2 days from home – optional after training/probation)30 days holiday + bank holidaysPrivate Medical InsuranceDeath in service benefit (3x salary)Employee Assistance ProgrammeDiscount and perks platformNRG is an equal opportunities employer committed to promoting a diverse and inclusive workplace. We oppose all forms of unlawful or unfair discrimination on the grounds of any protected characteristic. Our aim is to create an environment that encourages diversity, builds on individual differences, and responds equitably to the needs of all. We proactively take steps to fulfil our legal obligations, remove barriers, monitor for fairness, reflect the communities we serve, and enforce a zero-tolerance policy for breaches of our Equality and Diversity policy.

Created: 2025-07-18