Wealth Compliance Analyst or Supervisor

Job DescriptionWealth Compliance Analyst or Supervisor Newcastle Permanent Meraki Talents Financial Services client are looking for a Wealth Compliance Analyst or Supervisor to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the functions growth and development over the coming years with a tangible progression path. Responsibilities of the Wealth Compliance Analyst or Supervisor:-Ensure client files comply with policies and regulatory standards -Provide support to financial advisors regarding their training, competency and compliance -Assist with the training for new hires with regards to compliance processes and standards -Provide compliance support to the business and the advisors Background of the Wealth Compliance Analyst or Supervisor:-Strong experience in compliance or audit within the financial services sector -Level 4 qualified DipFA, DipPFS, ect..-Strong stakeholder management and business partnering skills -Exposure to UK regulations and products Please see our website page headed (eg) Privacy Notice for an explanation about how we use information we collect about you.

Created: 2025-06-14