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Compliance Monitoring Officer (FTC)

Investigo - London, England

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Job Description

Job DescriptionSeeking a Senior Compliance Monitoring Analyst to oversee compliance monitoring, conduct reviews, and report findings. Ideal candidates will have regulatory knowledge, strong communication skills, and experience in similar roles.It is a 6 months contract and will require to work in office 3 times a week.Responsibilities:Manage and deliver compliance monitoring activities.Define review scopes and testing methodologies.Perform comprehensive compliance reviews across business divisions.Identify and assess potential risks.Draft detailed reports for management and stakeholders.Monitor compliance progress and report to management.Requirements:Immediately available.Experience in wholesale, retail, or professional services firms.Familiarity with regulations like COBS, CASS, SYSC, MAR, MiFID II, and others.Proven experience in report writing.

Created: 2025-06-23

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