CASS Operations Manager - Exclusive Mandate

Job DescriptionThis is a new role to support increasing complexity and scale of a business. The firm is looking to recruit an experience CASS manager with excellent technical skills and experience to build a stand alone CASS functionPlease note that attendance in the office is essential Monday-Friday Key ResponsibilitiesReview and expand existing CASS policies and proceduresMaintain the CASS framework including FCA rule mapping and controls to ensure compliance with CASS rules at all timesManaging CASS relations with the FCADocument and report any CASS breachesAdvise on CASS Risk assist in ICARA preparation and sit on Risk CommitteeDraft and review Due Diligence on key counterparties, ensuring it is kept up to dateDay to Day perform CASS reconciliations of money and assets, reviewing shortfalls and reconciliation breaks, developing CASS reconciliations and controlsWeekly report to Exco on CASS mattersMaintenance of CASS Breach RegisterProduce MI for stakeholdersOwn and manage a CASS monitoring programmeMaintaining an up-to-date and thorough knowledge of the CASS rules and associated industry changesTaking initiatives to strengthen systems and controls to improve operational efficiency and reduce the incidence of errors and breachesIdentifying where technology can be leveraged to further automate reconciliations, CASS records, audit trails and other recurring tasksYou must have broad CASS knowledge and be happy working in a small , but ambitious firm

Created: 2025-06-17