Compliance Monitoring Manager

Job Description Were Hiring: Compliance Monitoring Manager | Global Trading Platform Join a top-rated trading and digital assets platform thats expanding rapidly across the globe. Renowned for innovation, seamless user experience, and award-winning tech, were on a mission to raise the bar in financial services and were looking for a Compliance Monitoring Manager to help us get there. Location: London Industry: Online Trading | CFDs | Spread Betting | Digital Assets Reports To: Group Head of Compliance Team Management: Yes About the RoleWere looking for an experienced Compliance Monitoring Manager to lead the delivery of our global monitoring and assurance programme. Youll play a central role in protecting the integrity of our operations by identifying regulatory risks, delivering independent reviews, and embedding best practices across the compliance landscape.This is an ideal opportunity for someone who thrives in fast-paced, international environments and is passionate about keeping financial services ethical, transparent, and accountable. What Youll DoDesign and deliver a global, risk-based compliance monitoring programme aligned with our regulatory obligationsConduct thematic reviews, identify gaps or weaknesses, and recommend practical improvementsMaintain a dynamic monitoring plan and compliance risk assessment that reflects the firms risk appetitePrepare reports for senior management highlighting key findings, risk trends, and remediation statusManage and mentor a team of compliance professionals, ensuring consistency and quality in review workWork closely with local compliance teams, marketing, internal audit, and risk functions to drive compliance cultureTrack and assess regulatory changes, ensuring timely integration into the compliance monitoring frameworkRepresent the compliance function in audits, regulatory inspections, and internal assurance activitiesMaintain accurate records of monitoring activities, findings, actions, and progress What Youll Need5+ years experience in compliance monitoring, assurance, or internal audit in a regulated financial services firmExperience in CFD, spread betting, trading, or brokerage is highly desirableStrong working knowledge of FCA rules, global regulatory frameworks, and conduct standardsPrior experience managing or mentoring a teamSkilled in interpreting regulatory requirements and applying them in a fast-moving commercial contextConfident communicator both written and verbal with experience presenting to senior leadershipHighly analytical with strong attention to detail and documentation standardsProven ability to influence and work cross-functionally in an international setting Whats in It for You?Competitive Salary Your expertise is valued, and we make sure you're rewardedAnnual Performance Bonus Because your impact deserves recognitionFlexible Working Hybrid structure with a focus on work-life harmonyGlobal Remote Work Policy Work from anywhere in the world for up to 30 days a yearComprehensive Benefits Health, pension, and tailored perks depending on locationGenerous Holiday Allowance Recharge properly with strong leave policiesPaid Volunteer Days 2 extra days off each year for causes close to your heartReferral Bonuses Help us grow the team and get rewarded Why This Role?You'll be joining a fast-growing fintech leader at the forefront of trading innovation. This is more than just a monitoring role its a chance to help shape how compliance is done globally, influence business decisions, and work with a brilliant team in a high-impact space.

Created: 2025-06-19