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Regulatory Officer

Allen Lane - cardiff, cardiff

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Job Description

Job Title: Regulatory Officer (Authorisations)Salary: £40,000Working arrangements: Predominantly home workingContract: 12 month FTCKey responsibilities:Ensuring authorisation applications are managed, prioritised and assessed within the regulatory and KPI timescalesApplying a risk-based analysis throughout the process to produce robust and consistent authorisation decisionsDealing with telephone or email queries relating to authorisation activity in line with performance targetsIdentifying information requirements to facilitate robust reporting.Handle queries, responding where appropriate in line with relevant policiesUndertaking any other reasonable tasks at the request of the Head of Authorisations and/or the Authorisations Manager (Waivers and Exemptions)Essential criteria:Degree or equivalent work experienceExperience operating within a regulatory regimeSolid experience of applying a decision-making frameworkGood experience of analysing information and taking decisions against defined criteriaDemonstrable experience of prioritising work effectively in a periodically pressured environment and with limited supervisionDemonstrable experience of risk awarenessGood experience of databasesGood understanding of regulation and supervision

Created: 2025-07-23

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