Compliance Trainee , CASS Administrator , Investment Management Firm

The CompanyAn established and widely known Wealth Management firm servicing Investment Management needs to High-Net-Worth Clients.The RoleThis fantastic opportunity in Blackpool for a Compliance Trainee, CASS Administrator providing administration support within the CASS Department, the ideal candidate will ensure the company complies with regulations related to the protection of client assets and company procedures.The Compliance Trainee, CASS Administrator will ensure all internal departmental controls are secure, accurately maintained, reconciled and correctly reported; adhoc project work as required, assisting in gathering information together for internal and external auditors.The Compliance Trainee, CASS Administrator will participate in CASS related projects, calculate internal daily client money calculation in line with UK regulations; carry out monthly internal CASS monitoring; produce monthly management information and reports from monitoring; carry out investigation work and produce reports of CASS incidents discovered. ...

Created: 2025-07-19